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Client Communications
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Annual Disclosure Forms Below are some forms that are provided to you annually. To simplify procedures we are providing to you these forms electronically as pdf files. If you prefer we would be happy to mail to you a paper copy, simply call us at 630-941-2530. You can view the following by clicking on the links below. Business Continuity Plan Disclosure Form
Investment Advisory Clients The following links are specifically related tho those clients who work with us as their Investment Advisory Representative. This may include a managed account or an account that is placed through us with a third-party management firm. Under provisions of the Investment Advisors Act of 1940 our firm, ProEquities, is required to prepare and maintain Form ADV Part II. This document is designed to advise the SEC, State(s) and clients of the services offered by the Firm, the fees charged, the background information of the individuals rendering investment advice, conflicts of interest, and other relevant information.The policy of our firm is to offer the above disclosure to our cients on an annual basis and to request a signed acknowledgement. If you are having problems please call us 630-941-2530 or E-Mail Us
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